financetom
Business
financetom
/
Business
/
Form 8.3
News World Market Environment Technology Personal Finance Politics Retail Business Economy Cryptocurrency Forex Stocks Market Commodities
Form 8.3
Nov 12, 2025 7:13 AM

LONDON--(BUSINESS WIRE)--

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ALPHAWAVE IP GROUP PLC ( AWEVF )

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

11 November 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – QUALCOMM INCORPORATED

 

 

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

Senior unsecured convertible bond

ISIN: XS2962835257

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,000,000

3.33

 

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

5,000,000

3.33

 

 

 

Class of relevant security:

 

1p ordinary

ISIN: GB00BNDRMJ14

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 

 

 

 

 

(2) Cash-settled derivatives:

 

7,826,721

 

0.98

0

0

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

7,826,721

 

0.98

0

0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(USD)

 

 

 

 

 

(b) Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

(GBp)

1p ordinary / ISIN: GB00BNDRMJ14

CFD

Increasing a long position

18

184.47

1p ordinary / ISIN: GB00BNDRMJ14

CFD

Reducing a long position

879

182.40

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Class of relevant security:

 

Senior unsecured convertible bond

ISIN: XS2962835257

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,000,000

3.33

 

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

5,000,000

3.33

 

 

 

0

(c) Attachments

Class of relevant security:

 

Senior unsecured convertible bond

ISIN: XS2962835257

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,000,000

3.33

 

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

5,000,000

3.33

 

 

 

1

Class of relevant security:

 

Senior unsecured convertible bond

ISIN: XS2962835257

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

5,000,000

3.33

 

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

5,000,000

3.33

 

 

 

2

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Source: Verition Fund Management LLC

Comments
Welcome to financetom comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
Related Articles >
Willis Towers Watson Q4 Adjusted Earnings, Revenue Rise
Willis Towers Watson Q4 Adjusted Earnings, Revenue Rise
Feb 4, 2025
06:35 AM EST, 02/04/2025 (MT Newswires) -- Willis Towers Watson ( WTW ) reported Q4 adjusted earnings Tuesday of $8.13 per diluted share, up from $7.44 a year earlier. Analysts polled by FactSet expected $8.03. Revenue for the quarter ended Dec. 31 was $3.04 billion, up from $2.91 billion a year earlier. Analysts surveyed by FactSet expected $3.05 billion. ...
Marathon Petroleum beats fourth quarter profit estimates on midstream strength
Marathon Petroleum beats fourth quarter profit estimates on midstream strength
Feb 4, 2025
(Reuters) -Top U.S. refiner Marathon Petroleum ( MPC ) beat fourth-quarter profit estimates on Tuesday, as strength in its midstream and renewable diesel segment helped offset a slump in refining margins. The refiner's midstream segment reported an adjusted core profit of $1.71 billion in the quarter, compared with $1.57 billion a year earlier, benefiting from accretive contributions of its recently...
RB Global Changes Record Date for Previously Announced Quarterly Dividend
RB Global Changes Record Date for Previously Announced Quarterly Dividend
Feb 4, 2025
06:40 AM EST, 02/04/2025 (MT Newswires) -- RB Global ( RBA ) , a global marketplace for commercial assets and vehicles, on Tuesday changed the record date of its recently declared quarterly cash dividend of US$0.29 per common share to Feb. 14 from Feb. 6. The dividend payment date is March 3. ...
Apollo Global's fourth-quarter profit tops estimates as assets surge
Apollo Global's fourth-quarter profit tops estimates as assets surge
Feb 4, 2025
(Reuters) - Apollo Global Management's ( APO ) fourth-quarter profit exceeded expectations on Tuesday, helped by a strong growth in fees and solid performance in its retirement business. The alternative asset manager took in $33 billion of inflows, driven by its credit-focused strategies and wealth products, while its assets under management jumped 15% to $751 billion. The company has set...
Copyright 2023-2026 - www.financetom.com All Rights Reserved