financetom
Business
financetom
/
Business
/
Form 8.3
News World Market Environment Technology Personal Finance Politics Retail Business Economy Cryptocurrency Forex Stocks Market Commodities
Form 8.3
Mar 11, 2026 4:08 AM

LONDON--(BUSINESS WIRE)--

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

First Trust Advisors L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and

beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

NCC Group plc ( NCCGF )

If an exempt fund manager connected with an offeror/offeree, state this and specify identity

of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

12/2/26

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state

“N/A”

YES / NO / N/A

If YES, specify which: NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,722,549

2.51%

(2) Cash-settled derivatives:

N/A

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

N/A

 

 

 

TOTAL:

7,722,549

2.51%

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

None

Details, including nature of the rights concerned and relevant percentages:

N/A

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

 

1p Ordinary Shares

 

Sale

 

4540

 

1.326

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a

long/short position

Number of reference securities

Price per unit

N/A

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option

relates

Exercise price per unit

Type e.g. America n, Europea n etc.

Expiry date

Option money paid/ received per unit

N/A

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant

security

Product description

e.g. call option

Exercising/ exercised

against

Number of securities

Exercise price per unit

N/A

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such

agreements, arrangements or understandings, state “none”

 

none

(b) Agreements, arrangements or understandings relating to options or derivatives

Class of relevant security:

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,722,549

2.51%

(2) Cash-settled derivatives:

N/A

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

N/A

 

 

 

TOTAL:

7,722,549

2.51%

 

 

0

(c) Attachments

Class of relevant security:

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,722,549

2.51%

(2) Cash-settled derivatives:

N/A

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

N/A

 

 

 

TOTAL:

7,722,549

2.51%

 

 

1

Class of relevant security:

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

7,722,549

2.51%

(2) Cash-settled derivatives:

N/A

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

N/A

 

 

 

TOTAL:

7,722,549

2.51%

 

 

2

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Source: First Trust Portfolios

Comments
Welcome to financetom comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
Related Articles >
EnWave Narrows Q2 Loss While Revenue Dropped; Agrees to Sell 100kW Radiant Energy Vacuum Machine
EnWave Narrows Q2 Loss While Revenue Dropped; Agrees to Sell 100kW Radiant Energy Vacuum Machine
May 24, 2024
10:42 AM EDT, 05/24/2024 (MT Newswires) -- EnWave ( NWVCF ) , a player in the innovation and application of vacuum microwave dehydration, on Friday reported a narrower loss while revenue dropped because of fewer machine sales and machines in fabrication due to the inherent volatility in large-scale Radiant Energy Vacuum machine orders. The company reported a fiscal second-quarter net...
--Street Color: KKR's Telecom Italia Deal Nearing European Union Approval: Bloomberg
--Street Color: KKR's Telecom Italia Deal Nearing European Union Approval: Bloomberg
May 24, 2024
10:41 AM EDT, 05/24/2024 (MT Newswires) -- (Street Color news is derived from real time discussions with market professionals globally subscribed to the Street Color Premium Chat service on Bloomberg IB Chat and the ICE IM. This information is believed to be from reliable sources but may include rumor and speculation. Accuracy is not guaranteed.) Price: 107.44, Change: +3.46, Percent...
What's Going On With NIO Shares On Friday?
What's Going On With NIO Shares On Friday?
May 24, 2024
NIO Inc. ( NIO ) shares are trading slightly lower on Friday.  The Chinese EV manufacturer published a notice to announce that it will hold an annual general meeting of shareholders on June 25, 2024. The company will publish its first-quarter results on June 6.  The company is currently in the headlines for adding a new NIO House in the Netherlands as it moves...
Martin Resource to buy remaining stake in midstream partnership
Martin Resource to buy remaining stake in midstream partnership
May 24, 2024
May 24 (Reuters) - Martin Midstream Partners ( MMLP ) said on Friday it received a buyout cash offer of $3.05 per common unit from Martin Resource Management for all the units it does not already own. Martin Resource Management, a supplier of products and services to drilling rig contractors, currently owns 15.9% of the company. The cash offer values...
Copyright 2023-2026 - www.financetom.com All Rights Reserved