Form 8.3 - QUALCOMM INCORPORATED-February 2024-www.financetom.com

News World Market Environment Technology Personal Finance Politics Retail Business Economy Cryptocurrency Forex Stocks Market Commodities

Form 8.3 - QUALCOMM INCORPORATED

Sep 24, 2025 7:21 AM

LONDON--(BUSINESS WIRE)--

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Verition Fund Management LLC
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	QUALCOMM INCORPORATED
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	23 September 2025
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of Relevant Security	Purchase/ Sale	Number of securities	Price per unit
US7475251036			(USD)
USD 0.0001 common	Sale	1,721	170.19
USD 0.0001 common	Sale	649	170.16
USD 0.0001 common	Purchase	285	169.88
USD 0.0001 common	Sale	100	169.50
USD 0.0001 common	Purchase	51	169.53
USD 0.0001 common	Sale	221	169.35
USD 0.0001 common	Sale	2,300	169.53
USD 0.0001 common	Purchase	100	169.53
USD 0.0001 common	Sale	6	169.41
USD 0.0001 common	Sale	21	169.41
USD 0.0001 common	Sale	130	170.17
USD 0.0001 common	Purchase	773	169.84
USD 0.0001 common	Purchase	249	169.55
USD 0.0001 common	Purchase	63	169.86
USD 0.0001 common	Sale	220	169.34
USD 0.0001 common	Sale	100	169.50
USD 0.0001 common	Purchase	1,175	170.53
USD 0.0001 common	Purchase	773	169.77
USD 0.0001 common	Sale	62	169.37

(b) Cash-settled derivative transactions

Class of Relevant Security: US7475251036	Product Description	Nature of dealing	Number of reference securities	Price per unit
Class of Relevant Security: US7475251036	*e.g. CFD*	*e.g. opening/closing a long/short position, increasing/reducing a long/short position*	Number of reference securities	(USD)
USD 0.0001 common	CFD	Increasing a long position	159	169.42
USD 0.0001 common	CFD	Increasing a long position	191	169.40
USD 0.0001 common	CFD	Reducing a long position	152	169.53
USD 0.0001 common	CFD	Reducing a long position	641	169.54
USD 0.0001 common	CFD	Reducing a long position	3	170.29
USD 0.0001 common	CFD	Reducing a short position	5,840	169.49
USD 0.0001common	CFD	Reducing a long position	7,125	169.51
USD 0.0001 common	CFD	Increasing a long position	15	169.96
USD 0.0001 common	CFD	Reducing a short position	1,109	169.40
USD 0.0001 common	CFD	Reducing a short position	36	169.25

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit (USD)	Type	Expiry date	Option money paid/ received per unit (USD)
Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit (USD)	*e.g. American, European etc.*	Expiry date	Option money paid/ received per unit (USD)
USD 0.0001 common	Call Option	Sale	800	180	American	16 Jan 2026	8.80
USD 0.0001 common	Call Option	Sale	100	195	American	16 Jan 2026	4.45
USD 0.0001 common	Call Option	Sale	35,700	180	American	16 Jan 2026	8.50
USD 0.0001 common	Call Option	Sale	200	190	American	16 Jan 2026	5.70
USD 0.0001 common	Call Option	Sale	300	175	American	16 Jan 2026	10.80
USD 0.0001 common	Call Option	Sale	10,000	180	American	16 Jan 2026	8.50
USD 0.0001 common	Call Option	Sale	300	150	American	16 Jan 2026	25.90
USD 0.0001 common	Call Option	Sale	500	160	American	16 Jan 2026	18.95

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Class of relevant security:	USD 0.0001 common / ISIN US7475251036
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	14,107	0.001	86,131	0.008
(2) Cash-settled derivatives:	32,843	0.003	151,419	0.014
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	72,000	0.007	104,800	0.010
TOTAL:	118,950	0.011	342,350	0.032

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20250924136309/en/

Source: Verition Fund Management LLC

Previous page： Meta's Instagram down for thousands, Downdetector shows Next page： Hong Kong-listed Samsonite plans dual listing in hunt for investors

Comments

Welcome to financetom comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.

Show More Comments