STOCKHOLM, June 19 (Reuters) - Sweden's financial
supervisory authority has fined Nasdaq Stockholm 100
million Swedish crowns ($9.59 million) for not complying with
bourse rules at several occasions in recent years, the regulator
said in a statement on Wednesday.
"Investigations show that, in conjunction with ... four
company events, there have been deficiencies in how Nasdaq
Stockholm has conducted its trading monitoring, which should
prevent, identify and report insider dealing," it said.
"The investigations also show that Nasdaq Stockholm on
two occasions initiated trading in financial instruments in
violation of the regulatory framework."
($1 = 10.4251 Swedish crowns)