financetom
Business
financetom
/
Business
/
US OCC issues enforcement action against Comerica unit
News World Market Environment Technology Personal Finance Politics Retail Business Economy Cryptocurrency Forex Stocks Market Commodities
US OCC issues enforcement action against Comerica unit
May 23, 2024 12:35 PM

May 23 (Reuters) - The U.S. Office of the Comptroller of

the Currency said on Thursday it has issued an enforcement

action against the wealth management unit of regional lender

Comerica ( CMA ) for "unsafe or unsound practices".

Comments
Welcome to financetom comments! Please keep conversations courteous and on-topic. To fosterproductive and respectful conversations, you may see comments from our Community Managers.
Sign up to post
Sort by
Show More Comments
Related Articles >
Invesco's December AUM Fall 0.6% From November
Invesco's December AUM Fall 0.6% From November
Jan 13, 2025
05:17 PM EST, 01/13/2025 (MT Newswires) -- Invesco ( IVZ ) reported preliminary assets under management of $1.846 trillion at the end of December, down 0.6% month from November. Unfavorable market returns reduced AUM by $42 billion with a $7 billion decline from foreign exchange fluctuations, the company said Monday in a statement. ...
Robinhood Broker-Dealers to Pay $45 Million in Penalties to Settle SEC Charges
Robinhood Broker-Dealers to Pay $45 Million in Penalties to Settle SEC Charges
Jan 13, 2025
05:16 PM EST, 01/13/2025 (MT Newswires) -- Robinhood Markets' ( HOOD ) broker-dealers Robinhood Securities and Robinhood Financial will pay $45 million in combined civil penalties to settle US Securities and Exchange Commission charges linked to their brokerage operations, the SEC said Monday. Robinhood Securities will pay a $33.5 million penalty, while Robinhood Financial will pay a $11.5 million penalty,...
Roku Insider Sold Shares Worth $1,994,250, According to a Recent SEC Filing
Roku Insider Sold Shares Worth $1,994,250, According to a Recent SEC Filing
Jan 13, 2025
05:17 PM EST, 01/13/2025 (MT Newswires) -- Anthony J. Wood, 10% Owner, Director, CEO and Chairman of Board of Directors, on January 10, 2025, sold 25,000 shares in Roku ( ROKU ) for $1,994,250. Following the Form 4 filing with the SEC, Wood has control over a total of 491,081 shares of the company, with 10,040 shares held directly and...
Plains All American Pipeline Prices $1 Billion Underwritten Offering of Notes
Plains All American Pipeline Prices $1 Billion Underwritten Offering of Notes
Jan 13, 2025
05:18 PM EST, 01/13/2025 (MT Newswires) -- Plains All American Pipeline ( PAA ) said late Monday it has priced a $1 billion underwritten public offering of 5.95% senior unsecured notes due 2035. The company expects to close the offering on Wednesday. Net proceeds from the offering will be used to finance the acquisition of membership interest in Ironwood Midstream...
Copyright 2023-2026 - www.financetom.com All Rights Reserved