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Alphabet, Goldman Sachs and others to settle charges over late filings, SEC says
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Alphabet, Goldman Sachs and others to settle charges over late filings, SEC says
Sep 25, 2024 1:49 PM

NEW YORK, Sept 25 (Reuters) - Alphabet,

Goldman Sachs ( GS ) and a group of other firms agreed to pay a

combined $3.8 million in civil penalties to settle U.S.

Securities and Exchange Commission charges over late filings,

the regulator said on Wednesday.

The firms charged in connection with beneficial ownership of

publicly traded companies and their respective penalties are:

* Sunbeam Management, LLC - $40,000;

* TALANTA Investment Group, LLC - $45,000;

* Grays Peak Ventures LLC - $65,000;

* Stilwell Value LLC - $75,000;

* BSC, LP - $75,000;

* Bain Capital Credit Member, LLC - $130,000;

* FIG LLC, which conducts business under the name Fortress

Investment Group - $200,000;

* Adage Capital Management, L.P. - $200,000;

* Essex Woodlands Management, Inc. - $225,000;

* The Goldman Sachs Group, Inc. ( GS ) - $300,000;

* Oaktree Capital Management, L.P. - $375,000;

* The Bank of Nova Scotia - $375,000

* Alphabet Inc. ( GOOG ) - $750,000

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