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Form 8.3 - QUALCOMM INCORPORATED
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Form 8.3 - QUALCOMM INCORPORATED
Sep 15, 2025 6:37 PM

LONDON--(BUSINESS WIRE)--

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Verition Fund Management LLC

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

QUALCOMM INCORPORATED

 

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

 

12 September 2025

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

Yes – ALPHAWAVE IP GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions)

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of Relevant Security

Purchase/ Sale

Number of securities

Price per unit

US7475251036

 

 

(USD)

USD 0.0001 common

Sale

1,940

161.48

USD 0.0001 common

Sale

45

162.04

USD 0.0001 common

Sale

100

162.05

USD 0.0001 common

Sale

100

161.96

USD 0.0001 common

Sale

100

162.12

USD 0.0001 common

Sale

100

161.89

USD 0.0001 common

Sale

100

162.08

USD 0.0001 common

Sale

34

162.04

USD 0.0001 common

Sale

100

162.06

USD 0.0001 common

Sale

100

162.15

USD 0.0001 common

Sale

481

160.32

USD 0.0001 common

Sale

100

161.75

USD 0.0001 common

Sale

100

161.20

USD 0.0001 common

Sale

100

161.80

USD 0.0001 common

Sale

47

161.91

USD 0.0001 common

Sale

100

162.26

USD 0.0001 common

Sale

174

161.74

USD 0.0001 common

Sale

100

161.87

USD 0.0001 common

Sale

100

161.89

USD 0.0001 common

Sale

100

161.81

USD 0.0001 common

Sale

71

161.97

USD 0.0001 common

Sale

118

161.95

USD 0.0001 common

Sale

698

161.89

USD 0.0001 common

Sale

57

162.06

USD 0.0001 common

Sale

1

161.84

USD 0.0001 common

Sale

100

162.19

USD 0.0001 common

Sale

100

161.94

USD 0.0001 common

Sale

100

161.91

USD 0.0001 common

Sale

100

162.09

USD 0.0001 common

Sale

100

161.89

USD 0.0001 common

Sale

100

161.80

USD 0.0001 common

Sale

43

161.98

USD 0.0001 common

Sale

100

162.19

USD 0.0001 common

Sale

100

161.92

USD 0.0001 common

Sale

170

161.86

USD 0.0001 common

Sale

87

161.86

USD 0.0001 common

Sale

109

160.33

USD 0.0001 common

Sale

100

162.20

USD 0.0001 common

Sale

100

162.18

(b) Cash-settled derivative transactions

Class of Relevant Security: US7475251036

Product Description

Nature of dealing

Number of reference securities

Price per unit

e.g. CFD

e.g. opening/closing a long/short position, increasing/reducing a long/short position

(USD)

USD 0.0001 common

CFD

Increasing a long position

540

160.18

USD 0.0001 common

CFD

Increasing a short position

70

161.86

USD 0.0001 common

CFD

Increasing a long position

366

160.28

USD 0.0001 common

CFD

Reducing a long position

101

161.91

USD 0.0001 common

CFD

Increasing a short position

36

160.96

USD 0.0001 common

CFD

Increasing a long position

216

161.83

USD 0.0001 common

CFD

Reducing a long position

258

161.34

USD 0.0001 common

CFD

Increasing a long position

324

161.65

USD 0.0001 common

CFD

Increasing a long position

52

160.27

USD 0.0001 common

CFD

Reducing a long position

39

161.17

USD 0.0001 common

CFD

Increasing a short position

64

162.03

USD 0.0001 common

CFD

Reducing a short position

398

161.05

USD 0.0001 common

CFD

Increasing a short position

333

161.06

USD 0.0001 common

CFD

Reducing a short position

1,238

161.89

USD 0.0001 common

CFD

Reducing a long position

1,463

161.25

USD 0.0001 common

CFD

Increasing a short position

640

161.83

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit (USD)

Type

Expiry date

Option money paid/ received per unit (USD)

e.g. American, European etc.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

0

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

1

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

2

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

3

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Class of relevant security:

USD 0.0001 common / ISIN US7475251036

 

 

 

 

Interests

 

Short positions

 

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

23,000

0.002

74,092

0.006

(2) Cash-settled derivatives:

10,690

0.000

173,303

0.016

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

77,800

0.007

53,300

0.004

TOTAL:

111,490

0.009

300,695

0.026

4

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Source: Verition Fund Management LLC

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