FINRA orders Stifel unit to pay $132 million in damages-March 2024-www.financetom.com

FINRA orders Stifel unit to pay $132 million in damages

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FINRA orders Stifel unit to pay $132 million in damages

Mar 13, 2025 3:48 AM

March 13 (Reuters) - Stifel Financial ( SF ) said on

Thursday the Financial Industry Regulatory Authority has ordered

its subsidiary Stifel, Nicolaus & Company, Incorporated to pay

about $132 million in damages related to allegations regarding

investment recommendations.

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